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February 16-17, 2005:  Meiji Kinenkan, Tokyo, JAPAN
Day 1　（February 16）
Part 1:
Corporate Governance, Asset Management and the New Independent Broker System
Part 2:
Securities Settlement Reform (Moving to Paperless) and Updates on Banking & Securities System

8:50-9:15 Reception
9:15-9:20 Opening Address:
Christopher Wells, Executive Partner, White & Case Kandabashi Law Offices ACCJ, Financial Services Committee, Co-Chair 　　　　　　　　　　　　　　　　　　　　　
  Industry Trends
9:20-10:50 Keynote Address from Overseas
CalPERS views on Japan
Corporate Governance and Its Impact to Japanese Corporations /
Investor Prospective on STP
Ted White
Director, Corporate Governance
CalPERS (California Public Employee Retirement System)
Incorporating Governance in to Asset Management, The Independent Agent Broker System/Removal of the Full Deposit Guarantee, and Buyside Prospective on STP
 Ted White, Director, Corporate Governance, CalPERS (California Public Employee Retirement System) Akiyoshi Ooba, Managing Director and Chief Investment Officer, Mizuho Trust Bank AIG Global Investment Corp (Japan) (TBD) Aki Kinjo, Head of Banks and Public Sector Japan, ABN AMRO Securities
10:50-11:10 Morning Tea
11:10-11:50 Keynote Presentation
What the Independent Agent Broker System Means for Banks and Future Challenges and Strategies for the Independent Broker System (Tentative topic)
Tetsuya Wada, Managing Executive Officer,Retail Planning Division,
Bank of Tokyo-Mitsubishi
11:50-13:00 Networking Luncheon
13:00-13:40 Keynote Presentation
Strategies and Future Vision of On-Line Securities-Matsui Shoken “Implementing Leading Edge Technology, to Enhance Competitiveness and Improve Service Levels”
Michio Matsui
President & CEO
Matsui Securities Co., Ltd.
13:40-14:10

How to Build your Internal Infrastructure in accordance with the new Independent Broker System Regulations , Issues remaining and future outlook on the Regulation
 Masaaki Uchiyama, President & CEO, TradeWin Co., Ltd

14:10-14:30 Afternoon Tea
14:30-15:30 Updates on Japan Converting to Paperless by 2009 and Other Settlement and Clearing Reforms In the Works
 Hiromi Murai, Senior Managing Director, Japan Securities Depository Center, Inc. (JASDEC)
Hirokazu Fujisawa, General Manager, Japan Securities Clearing Corporation (JSCC)
Masatsune Okitsu, President & CEO, Japan Government Bond Clearing Corporation (JGBCC)
15:30-16:40 Panel Discussion：View Points from Market Participants on:
  • Current Status of the Clearing & Settlement Reform, Future Outlook-
  • Short Term Corporate Bond (Electronic CP), Funds, Paperless Certificates
  • Building Internal Infrastructure in accordance with the new Reforms, other focus on ROI, Security, Information Management, etc.

Modarator:
Satoshi Yoshida, General Manager, IT Planning Dept., Daiwa Securities SMBC Co. Ltd.
Panelists:
Noriko Nakashima, Executive Director, Morgan Stanley Japan Limited
Yoshiyuki Tanaka, Manager, Financial Markets, Treasury Dept, ORIX Corporation
Hisaya Ishida, Joint General Manager, Operations Planning Dept, Sumitomo Mitsui Banking Corporation
Tetsuya Hirose, Senior Manager, Securities Business Planning Dept, The Sumitomo Trust & Banking Co.,Ltd.
Masaaki Uchiyama, President & CEO, TradeWin Co., Ltd
  Close of Conference

Day 2：　February 17 （Thurs.）, 2005
9:30-10:00 Reception
10:00-10:10 Chairman’s Address:
10:10-11:00 Challenges and Issues for Realizing BCP in Japan
Andrew Holmes BCP Senior Vice President Nikko Salomon Smith Barney Ltd.
11:00-11:50 Update on SWIFT’s Global STP
Kazuhisa Fujimura, Regional Director, Japan, SWIFT
11:50-13:00 Networking Luncheon
  Technology Workshops
13:00-13:40
A1
The Future State of Corporate Actions Processing

Paul Phillips
Principal Consultant
SmartStream Technologies(Asia Pacific) Pte. Ltd.,

  • Today’s Processing Reality
  • The Road Towards Successful Automation: Workflow, System Design and Integration
  • The Challenges of Corporate Actions Automation
  • The Business Needs and Benefits of Automating Corporate Actions Processes
B1
Document & Image Processing Solution

Teruo Mochida
Marketing Manager
EMC Documentum Content Management Software
Nihon Documentum K.K.

Document ＆ Image Processing Solution for improving corporate information and electronic data risk mgm and compliance.
13:55-14:40
A2
ECM, BPM and BRM：the 3 pillars of the Real-Time Enterprise

James Cotton, Managing Director
BearingPoint Co., Ltd.
Bruno Trimouille, Senior Industry Marketing Manager, Business Solutions Division ILOG Inc.

  • Introduction to ECM, BPM, BRM: Enterprise Content, Business Process and Business Rules Management
  • Benefits of leveraging these 3 technologies,compared to traditional approaches
  • A concrete field of application: Lending
  • Case study
B2
Data Management Service

Miguel Estevez
Senior Manager
Accenture Japan Ltd.

Managed Reference Data Services (MRDS) is an outsourcing service that offers a simplified architecture for delivering clean reference data across business lines.
The proliferation of bad reference data is the leading obstacle most companies face in the straight-through processing (STP) I Implementation process. Since reference data should be identical from firm to firm, it makes little sense for individual companies to waste millions of dollars creating a "golden copy" of data. Outsourcing can help resolve this issue and reduce technology overhead.

14:40-15:00 Afternoon Tea
 
A3
How to Develop a Financial Platform Responsive to Market Change - Practice of the SOA Application in Japan-

Tadashi Okazaki
Senior Consultant
Professional Services
BEA Systems Japan Ltd.

In the system development of "SOA (service-oriented architecture)", attention has been attracted as a technique for developing a flexible system. This session introduces how a flexible system is applicable with SOA as a realistic solution from experience by current end users in Japan.

  • Positioning of BEA Systems in Financial Services
  • What are the System Requirements from a Financial Platform
  • Practice Pattern of the SOA Application
  • The Latest Trends of Technology surrounding SOA
  • Solutions Enabling to Achieve SOA

B3
Improving Trade Compliance

Intersoft KK
Debashis David Rakhit
President, CEO

Intersoft developed a Post-trade Surveillance System (HawkEye) that is designed for the Compliance Department of a broker-dealer to detect and monitor irregular or suspicious transaction(s) that may jeopardizie there putation of your business.
HawkEye perfoms a number of scenario checks to generate alerts for the persons responsible for monitoring compliance activities. Some of the scenario checks that are currently available:

  • Equity - Front Running, Cross Transactions, Insider Trading, Marking the Close
  • Fixed Income - Switch Trade, Short Squeeze, Cross Trade , Wash Trades
  • Derivatives - Options Trade Expire Check List, Cancel/Non-execution
    Trades
  • Employee Trades - Trade Positions & Trade Surveillance
15:55-16:40
A4
Simplifying STP through Shared Community
David.NW.Sawyer
Director of Financial Protocols
Radianz

  • STP Yesterday, Today, Tomorrow Drivers
  • Best-of-Breed STP Solutions
  • Internal vs. External STP
  • Open Markets; Open Connectivity
B4 （TBD）
  Close of Conference
* Pls. Note that speakers are invited and subject to change.