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March 18 （Thurs） & 19(Fri), 2004
Tokyo Stock Exchange

Day 1：　2004 March 18 （Thurs）
 10:00-10:30

Reception
 10:30-10:40  Opening Address: 

Industry Trends
 10:40-10:5０ Chairman’s Address:
Christopher P. Wells, Executive Partner, White & Case LLP
10：50-11：20
Key Note Presentation:
Strengthening the Capital Market with Japan's Financial Reform and Regaining Investor Confidence  
Yasuhisa Shiozaki, Member of the House of Representatives,
Liberal Democratic Party

11：20-12：00

Special Presentation:
New Emerging Business Opportunities and Retail Channels Deriving from Reform - Can the new Independent Broker System change the current financial business scene? 
Mikio Fujii, Senior Executive Managing Director, Toyota Financial Services Securities Corporation
　
 12：00-13：20

Networking Lunch
13：20-14：00

Key Note Presentation:
Future Trends and Challenges Facing the Asset Management Industry
Kazutoshi Inano, Director, President & CEO
Nomura Asset Management Co. Ld

14：00-14：40

Special Presentation:
New Strategies and Future Opportunities for On-line Securities in the Deregulated Market
Hiroshi Mikitani, President & CEO, Rakuten Inc.
Atsushi Kunishige, Representative Director, DLJdirect SFG Securities Inc.
14：40-15：10

Afternoon Tea

 

Workshops (Option to attend either A or B)
Stream A　 Stream B
15:10-15:50

　
A1

Achieving STP and Holistic Compliance with Business Rules
ILOG Co., Ltd.
Maneeza Malik, Industry Marketing Director, Financial Services

  • How Business Rule Management System (BRMS) is addressing the challenges and business needs of financial institutions to achieve their STP and compliance objectives

  •  Use of BRMS throughout the trading cycle (in areas such as Asset Mgmt, Portfolio Mgmt, Trade Order Management, Reconciliation & Settlement)

  • Real-world case studies (leading U.S. based financial institutions that rank among the GLOBAL 500)
　

　

　
　
Ｂ1

Corporate Actions Automation - an idea whose time has come
SmartStream Technologies Asia Pacific Pte. Ltd.

Cyril Kavanagh, Vice President - Business Developmemt, Asia Pacific

  • Hear your Industries views on Corporate Actions automation in Asia Pacific. The results of a Regional Survey jointly commissioned by SWIFT and SmartStream Technologies will be revealed.

  • How do you begin the automation process, what are the challenges in moving from a manual system, what to look for in evaluating a Corporate Actions system, what are the key criteria to look for to prevent costly selection mistakes.

  • Hear case study views from leading practitioners why Corporate Actions has become the “hot topic” for 2004.
16：00-16：40

A2

Winning Strategies for Back Office Renovation
IT Frontier Corporation

Solution Center, Solution Promotion

  • Settlement systems reform road map

  • Introduction of securities agent broker

  • Current direction of back office renovation

  • Next generation IT solution

　

　

　

　

　
　
Ｂ2

The wave of STP in Financial Markets
NTT  COMWARE  CORPORATION

System Advisor　Yutaka　Terada （eDERIVATIVE.COM, Inc.  President & CEO）

The wave of STP is sweeping across not only financial markets but all industries. In several countries of Europe & America, businesses have already made much progress in realizing STP solutions successfully. It is said that the period of STP becoming commonplace has started. 
We will try to explain here the basic advantages of such STP systems while introducing the DERSOL system developed by our company as a core product to realize STP.
In addition, we will explain the latest architecture on which DERSOL is built to support the financial market transaction business of the future.　
16：40

Close of Conference Day 1
*Speakers are subject to change without notice.　

Day 2：　March 19（Fri.）, 2004
09:30-10:00

Reception
10：00-10:10 Day 2 Opening Address:
10：10-10：40 Session A: Securities Session B: Payments
The Reform of Securities Clearing and Settlement System - The future trends and expectations for activation of capital market-
 Nobuaki Iwai, Secretary General
Japan Securities Dealers Association (JSDA) 		NThe Trend of Reforms in Clearing and Settlement Systems and its Furure (Peter) Hisaya Ishida, Joint General Manager, Operations Planning Dept.
 Sumitomo Mitsui Banking Corporation

  • The trend of reforms in clearing and settlement systems (payments and securities)

  • The new point of view

  • The way from here
10:40-12：00 New Developments in Japan’ s Clearing and Depository System and Infrastructure 
Hiromi Murai, Senior　Managing Director, Japan Securities Depository Center, Inc. (JASDEC)
Hirokazu Fujisawa, Director, Japan Securities Clearing Corporation
Masatsune Okitsu, President, Japan Government Bond Clearing Corporation (JGBCC) 		10:40-11:20
The  Development of Short Term Corporate Bond (Electronic CP) Market
 Shiro Katsufuji, Senior Manager , Trading Department, Treasury & Investment Division, Treasury Unit
Bank of Tokyo-Mitsubishi
11:20-12：00
SWIFT-Recent Trends and Market
Kazuhisa Fujimura Regional Director, Japan
SWIFT(TBD)
12：00-13：00

Networking Lunch
13:00-13:40

New Challenges Facing the Buy-side STP Initiative. 
Kenichi Shikano,  
Mitsui Asset Trust and Banking Company Ltd.

　

 Payment System Risk Management- from a Global prospective (tentative topic)  
Kiichi Kume, Director, Risk Management, Global Corporate & Investment Bank, Citibank, N.A. Tokyo Branch 
13:40-14:50

Panel Discussion：View Points from Market Participants: Future Direction on STP- its Business Implementation and Overcoming Compliance Issues
Panelists:

Fumio Tatsumi, Senior Manager, Securities Business Planning Department,
The Sumitomo Trust & Banking Co.
Shiro Katsufuji, Manager, Planning Department, Treasury Unit. 
 Bank of Tokyo-Mitsubishi  
Nikko Salomon Smith Barney Limited
Satoshi Yoshida, Deputy General Manager, Corporate Planning Dept., Daiwa Securities SMBC Co. Ltd.
Hisaya Ishida, Joint General Manager, Operations Planning Dept.
 Sumitomo Mitsui Banking Corporation
Current state of BCP and Resilience for Financial Institutions 
Hiroyuki Kanno,  
Bank of Japan

　

　

　

　

　

　

　

　

　

14：50-15：20

Afternoon Tea

Workshops (Option to attend either A or B)
15：20-16:00

Stream A

Stream B
A1

Streamlining Equities and Fixed Income Processing
Reducing cost and operational risk through business integration

BEA Systems, Inc
● BEA in Financial Services
● STP: Dead or Alive?
-50 US Firm STP Survey Results
● High ROI Integration Projects
-Institutional Trading & Portals
-Allocation & Confirmation
-Exception Handling
-Clearance & Settlement, Payments
●

The Power of a Service-Oriented Architecture (SOA) Platform
● Wall Street Case Studies
● Conclusion

B1

Looking Back, Moving Forward - How can STP really be achieved within a
Global Trading Environment
Wall Street Systems
Garfield Hayes, Head of Client Research & Strategy

  • How Wall Street Systems and its customers have extended the concept of
    STP with Full Spectrum Processing (FSP)

  • The session will review all aspects of the trading environment including
    discussion of the latest developments from Web Services through to Business
    Process Management in the operational environment
16:10-16:50
A2

STP Technology Now -Cooperation in Business Processes

Hitachi,Ltd.  
Mizuhiro Sakai (Manager),  
Kayoko Akita (Assistant Manager) Business Development Department 1 Financial System Business Development Unit　
●

STP present state and challenges
●

Hitachi STP Solutions
●

Impact of application of XML to STP
●

Case study
　

-Advanced Investment Management Solutions “AIMS” (QUICK Corp.)

●

Hitachi XBRL Solutions
B2

What BPI-based solution would bring to the Sell side market as well as
Buy side
Vitria Technology, Inc.
Dr. Dale Skeen,  CTO & Co-Founder

Accenture
 Stephen Mollenkamp, Partner
17:00-17:40
A3

Achieving STP through building Securities Settlement Infrastructures
NTT DATA CORPORATION
Masaru Sasaki, Senior Executive Manager, Capital Market Business Unit, Financial Business Sector
● Transition of building Securities Settlement Infrastructure
-　The Central Matching System
-　JGBCC System
-　BOJ Net
● Case studies of our users to achieve STP
-　 New-FIRST
-　 X-MAP
-　 D-MAP
● Future opportunities
B3

HAWKEYE-Trade Surveillance System
Intersoft KK
Debashis David Rakhit, President, CEO

-

Product Coverag e
-

Report
-

Monitor, Surveillance Functionalities
-

Trade Reconciliation
-

Interface
-

Integration with internal system
-

Architecture and its robustness, flexibility, scalability and resilience
-

Implementation plan and time
-

Cost/Maintenance/Support/Help Desk
17:40

Closing