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February 20-21, 2002:  Meiji Kinenkan, Tokyo JAPAN
  
DAY ONE - FEBRUARY 20
 08:30-09:00
REGISTRATION
 09:00-09:15 Welcome Address:
 By Lead Sponsor: Paul Thomas, Director, Wilco International
 
 
T+1 Update
 09:15-10:00 Chairman's Introduction: Review of Latest Developments in Japan and the World Towards T+1 over the Past Year  
 Miki Yoshida, Principal, Financial Services, Deloitte Tohmatsu Consulting Ltd.

 09:45-10:30

 

 Recent Securities Industry Association (SIA) Initiatives and it's Implications to Japan
 Ann Bonathan, Member of SIA T+1 International Steering Commitee
 10:30-10:55
Morning Coffee/Tea Break
 
Market Participants
 10:55 - 11:40

 International Perspective: Institutional Investor's Experience in Dealing with Cross-Border Settlements within an STP Environment

Ann Bonathan,Executive Director, Schroders Investment Management Ltd.
 Director of GSTPA Ltd.
 Member of the Supervisory Board of GSTP AG
  • What is the state of STP within the UK Buy-Side institutions now?
  • What are the issues to be dealt with and how easy will it be to deal with them? 
  • Is T+1 achievable?
 11:40-12:20

 ISITC Japan -Tackling T+1
Ken-ichi Makino, Manager, Planning, Investor Services Division I, The Mitsubishi Trust and Banking Corp.
 ISITC Japan

  • How do we overcome the time difference?
  • Connectivity with domestic and global matching utilities
  • Influence on FX trades and operations
 12:20-13:20
LUNCHEON
 

Market Infrastructure and Case Study

 13:20-14:20Panel Discussion:
Closing the Gap Between other Advanced Countries and Japan

 
Hayato KatoSpecial Advisor, Capital Markets Dept.,
Japan Securities Dealers Association
Ken-ichi MakinoManager, Planning, Investor Services Division I,
The Mitsubishi Trust and Banking Corporation
Satoru MizukamiVice President, Equity Department,
Nikko Salomon Smith Barney
Ann BonathanExecutive Director,
Schroders Investment Management
MODERATOR
Kazuhisa Fujimura

Director Japan, SWIFT
  • Advancement in bills for Paperless System of government bond and corporate bond
  • How domestic investments should be developed?
  • How overseas investors' investment to Japanese equities should be treated?
  • Which standard should Japanese financial institutions accept?
 14:20-15:00 Case Study: Achieving STP in the Back Office for Foreign Securities
 Kazuhiko Komatsu, Manager, Foreign Securities Business Section, The Chuo Mitsui Trust and Banking Co., Ltd.
  • What is the mission of Trust Banks?
  • Situation of the development of STP to date and stance for the future
  • How to develop the infrastructure between external parties
  • How do we combine STP with foreign exchange?
 15:00-15:25
Afternoon Coffee/Tea Break
 15:25-16:10 International Perspective:
Market Infrastructures - Closing the Gap Between Execution and Settlement

Terry Gibson, Executive Director Industry Relations, Omgeo- A DTCC/Thomson Financial Company  
  • Which securities markets / depositories are looking at a domestic STP solution?
  • Benefits / issues of a domestic solution?
  • How will domestic & cross-border STP models co-exist?
  • What changes are required to maximise operational efficiency?
  • How will Central Counterparty be involved in this process?
 16:10-17:00

 Panel Discussion:
Development of an Effective Clearing Infrastructure

 
Hiromi MuraiManaging Director,
Japan Securities Depository Center
Yutaka KawajiriJoint General Manager, Head of Marketing & Business Strategy Group, Sumitomo Mitsui Banking Corporation
Toshitsugu ShimizuDirector, Clearing & Settlement Dept.,
Tokyo Stock Exchange
Terry GibsonExecutive Director Industry Relations,
Omgeo- A DTCC/Thomson Financial Company

  • Challenges for global trade
  • Current movement at JASDEC
  • Movement for realizing the integrated clearing organization
  • Linkage of cross border
 17:00-17:10
Closing Comments
 *Speakers are invited and subject to change
DAY TWO - FEBRUARY 21 WORKSHOPS
08:30-09:00

Registration

09:00-09:50
A1IBM

Infrastructure and Tool to Achieve STP
IBM Japan Ltd.

  • IBM Strategy for Enabling STP
  • Infrastructure to Achieve STP
  • STP Tool Provided by IBM
  • Case Study
B1 Vitria

Success Story for T+1/STP by BusinessWare
Vitria Technology

Jorge Reys, Director

  • Business Process Management
    • Plug-in and play architecture
    • Error handling, Status control
  • Case Study (for T+1/STP)
    • Single view of customer information
    • System integration by M&A
    • Integration CRM with back-end system
    • Block Order Processing, Allocation Processing, Settlement, Details Processing
  • Solution Set Demonstration
  • BW4STP - GSTPA & OMGEO
 09:50-10:30
Break / Exhibition
10:30-11:20
A2 Omgeo
Achieving STP through Smooth Client Migration to Central Matching Model
Omgeo K.K.

Jiro Inoue, Sales Executive

  • Current Sequential Model
  • Future Central Matching Model
  • Migration Path to STPO
B2
Telekurs
ANNA (Association of National NumberingAgencies) Service Bureau
Telekurs (Japan) Ltd.

Beat Koch, Managing Director, Telekurs (U. K.) Ltd.

  • Industry situation in connection with STP (StraightThrough Processing)
  • ANNA overview
  • ANNA (financial industry) requirements
  • Description of the ANNA Service Bureau
11:30-12:20
A3 Hitachi

Use and Methodologies of System Solutions for STP
Hitachi, Ltd.
Seiji Futatsugi , Senior Engineer
  • Introduction : Hitachi "Solutionmax for Finance"
  • Use of Daily Risk Management Solution
    • Daily Risk Monitoring Method
    • Long Short Portfolio Optimization
    • New Concept of the Best Execution Model
    • Efficient Production of Disclosure Documents
    • Centralized Management of Several Portfolios of Japanese Equities
B3 SmartStream

Lowering Operational Risk through Reconciliation and Exception Management Systems
SmartStream Technologies
Steve Moss, Senior Vice President
  • Integrated Trade Lifecycle Exception Handling from the Confirmation to Settlement
  • Planning the Optimum Message Workflow
  • Minimising Risk with Automated Exception Identification and Resolution
  • Trend Analysis
 12:20-13:30
Break / Exhibition
13:30-14:20
A4 Wilco
Maximising STP - The Japanese Solution
Wilco International
  • Market Changes & the Opportunities for business growth
  • The Importance of STP
  • Optimising operational efficiency
  • Achieving STP with business control
  • STP in action
  • Outsourcing strategiesy
B4 Javelin

Exchange Connectivity and STP in the Global Marketplace

Javelin Technologies

George Kledaras, Chairman and CEO, 

  • Nasdaq Japan and Javelin: A Case Study
  • The role of financial protocols within an exchange environment
  • Exchange connectivity
  • STP, T+1 and Exchanges
14:30-15:20
A5 ISI-Dentsu

Realising Global STP - IT Perspective
ISI-Dentsu/Mercator

ISI-Dentsu, a leading Japanese STP solution provider and Mercator, the global leader in GSTPA solutions, present key business & IT concepts that enable organizations to make Global Straight Through Processing a reality.

  • Latest developments in STP initiatives in the U.S. and Europe
  • Mercator GSS-GSTPA. The Mercator solution.
  • Realising Global STP in Japans
B5 Deloitte Tohmatsu Consulting

Deloitte’s Challenge for STP Solution
Deloitte Tohmatsu Consulting Ltd.
  • Introduction of Strategic Process Environment (SPE)
  • Introduction of Deloitte’s tool to measure STP readiness
  • Realize STP with consulting company

 

15:30

Close of Conference